Richard M Jablonski
Richard M Jablonski
FINANCIAL SERVICES EXECUTIVE
20+ years experience in the financial services industry with expertise in managing all aspects of Operations, Accounting and Finance, and Information Technology. Background also includes controller, administration, auditing and consulting roles in the Pacific Rim region and managed global derivatives, direct market access, securities financing and lending desk.
Operations / Accounting and Finance / Regulatory / P&L Oversight / Information Technology / Global Equity Derivatives / Equity Finance and Securities Lending
CREDIT AGRICOLE New York, NY 1997 to Present
(Previously Credit Lyonnais prior to merger)
Managing Director – Head of Global Equity Derivatives Americas (2011-2012)
Ran a desk of 7 that included Equity Derivatives Sales, Equity Finance and Securities Lending
Oversaw several major system changes including upgrades to Securities Lending Desk.
Modernized Front Office platform to 100% STP, including real time updating for risk and P&L.
Reduced expenses by 15% and increased revenue 5X compared to prior year.
Expanded business model to include term trades with longer maturities.
Maximized inventory utilization
Worked with Market / Counterpart risk to implement proper monitoring tools, guidelines and limits.
Chief Financial Officer (1997-2004); Chief Operating Officer (2001-2009); Chief Administration Officer (2001-2009)
Operations (COO) – All departments including Purchase & Sales, Corporate Actions, Domestic Settlements, Foreign Settlements, Repos and Securities Lending
Upon joining the company in 1997, an enforcement review by the NYSE was in effect and the entity was not self clearing. Worked closely with the regulators to bring the company up to industry standards and into compliance with the SEC / NYSE rules.
Planned and implemented a full self clearing back office with appropriate staff and systems. Capacity to process over 1 million trades per day.
From 2002 to 2006 the NY entity moved all US products traded by the group to be processed by the US Self Clearing entity, including all US Treasury Debt, US Corporate Debt, MBS / ABS