AdvisorLaw LLC

Because a blemished professional record should not be allowed to continue, AdvisorLaw, LLC takes up the cudgels for beleaguered FINRA licensed professionals who face problems on customer dispute expungement and terminal disclosure representation. As FINRA has become more determined to drive more traffic at an increasing rate to BrokerCheck®, financial advisors and professionals virtually have their work cut out for them. Just one customer who decides to file a dispute against a certain financial advisor can result in more clients lost, which means a very costly outcome. However, AdvisorLaw, LLC is ready to take the challenge of representing financial advisors who require the speedy and total elimination of such disclosures from their U4 and U5, BrokerCheck®, and even the Central Registration Depository (CRD) System.

Working hard to safeguard financial advisors from the devastating effects of such disclosures, AdvisorLaw, LLC empowers its clients so their record will no longer be dirtied up by FINRA’s new requirement of including an apparent hyperlink and reference to BrokerCheck on the homepages of its member firms, as well as other pages that provide a professional profile of a single or multiple registered persons who maintain business with retail investors.

AdvisorLaw, LLC provides a no-cost consultation for those who are interested in discussing what is involved in obtaining a total expungement of customer disputes from their U4. They also help potential clients navigate their way through the complicated U5/Employment Separation after Allegations Disclosure elimination from their CRD through arbitration.

AdvisorLaw, LLC delivers turnkey customer dispute and employment separation after allegations expungement services to ensure advisors can enjoy complete peace of mind. It works with advisors nationwide and performs rigid institutional compliance monitoring to ensure that serious disclosures no longer bother the client again. AdvisorLaw, LLC is in contact with FINRA on a daily basis to ensure that clients are protected on a high level.