CHITRANSH VERMA

As a Assistant Compliance Officer in the Indian security market, my primary responsibility is to ensure that the regulatory requirements of the Securities and Exchange Board of India (SEBI) and other relevant authorities are met by the organization I work for. I have a thorough understanding of the legal and regulatory framework governing the securities market in India, including rules related to insider trading, market abuse, disclosure requirements, and other compliance-related obligations.
My duties as a Compliance Officer include designing and implementing compliance policies and procedures, conducting compliance risk assessments, monitoring and testing compliance controls, and providing guidance and training to employees on compliance-related matters. I also work closely with other departments such as legal, risk management, and internal audit to identify and address any compliance issues or concerns.
In addition, I keep abreast of developments in the regulatory environment, including changes in regulations and guidelines, and ensure that our organization is fully compliant with any new requirements. I also represent our organization in regulatory inspections and audits, and work to establish strong relationships with regulatory authorities.