Daniel Fusco

Senior Risk & Compliance Leader, Risk Management, and Wealth Management in Jacksonville, FL

Daniel J. Fusco is a risk and compliance professional with over 15 years of experience in the financial services industry, specializing in broker-dealer supervision, regulatory oversight, and operational risk management.

He has held key roles at leading firms including UBS, Morgan Stanley, and LPL Financial, where he focused on front-line supervision, trade review, and ensuring alignment with FINRA and SEC regulations.

Daniel is known for his ability to identify risk early, implement practical solutions, and partner effectively with advisors and business leaders to support compliant growth.