Gerald Michael Shaw

Global Compliance Officer in Claremont, California

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The recipient of a bachelor's degree in finance and accounting from the University of Southern California, Gerald Michael Shaw is a California-based banking and finance executive with more than four decades of experience managing banks, financial institutions, and insurance entities. Gerald Michael Shaw spent 24 of those years teaching and developing financial curricula on behalf of the Rutter Group, and, since 2016, has served as global compliance officer at Dominion Bank & Trust Company Limited.

In this capacity, Mr. Shaw develops and manages the trust's compliance program in accordance with his expertise in know your client and anti-money laundering laws and regulations, as well as conflict of interest policies and codes of ethics. He also works with other compliance professionals at affiliated banks and capital partners like the National Standard and USAA to ensure business growth while maintaining regulatory compliance.

Mr. Shaw is directly responsible for providing advisory and consultancy services to Dominion Bank clients like the New England Farm Workers Council and Coin Exchange Bank, the latter of which is a premier digital asset trading platform that leverages blockchain technology to facilitate transactions across global markets.

  • Work
    • Dominion Bank & Trust Company
  • Education
    • University of Southern California