Jonathan A. Golub, Esq.

I am an investment management lawyer with substantial experience structuring private investment funds and providing regulatory compliance advice to asset managers and financial institutions.

My practice area focuses on securities and futures laws affecting the asset management industry, including the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940 and the Commodity Exchange Act. I am also knowledgeable about the regulations issued by the SEC, CFTC, NFA and state regulatory agencies, all of which have regulatory authority over the investment management industry and which are constantly making rules to implement the Dodd-Frank Act.

Location:

New York City

Education:

UCLA School of Law, J.D.

University of Virginia, B.A.

Languages:

Japanese (Business Level)