Laurence Rixon MICA, MSCI
Director and FCA Compliance Officer in Cambridge and London
About Me
I'm a seasoned FCA Compliance professional with over 20 years of experience with some of the most recognisable firms in financial services. I have a passion for innovation and have led the development of RegTech solutions valued at a cost of £32.7 million, generating £313.4 million in value for firms (almost 10x), all while easing the compliance burden to support business growth.
My mantra:
“Compliance should not be seen as a 'business prevention' activity. In fact, it is a business-enabling function that helps firms gain a competitive advantage through risk-informed strategic decisions. The stronger your controls and the more effective the governance programme, the greater the advantage.”
My Philosophy:
With over twenty years in the field, I view compliance as a catalyst for business excellence in regulated industries. I advocate for integrity and proactive engagement with the letter and spirit of regulatory requirements. I aim to embed a culture of instinctive compliance, steering beyond basic requirements towards superior compliance standards.
My Business:
I am the founder and Lead Consultant @ RegTechPRO, the all-in-one FCA compliance management software designed to ease the compliance burden on FCA-regulated firms by reducing the time, money and energy required to meet regulatory obligations.
Visit RegTechPRO to find out more.