Martin He

Corporate Finance in Hong Kong

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Martin He

Director, Corporate Finance Division

Qualification

•Responsible Officers of Securities License Type 6 for the Securities and Future Commission in Rock Asia Security Ltd.

•Responsible Officers of Securities License Type 4 and 6 for the Securities and Future Commission in SSC Mandarin Financial Services Ltd.

Working Experience

•Responsible Officer and Director, Rock Asia Security Limited, Serving as Finance Adviser for an IPO candidate in Hong Kong.

•Executive Director, SSC Mandarin Financial Services Ltd., a Hong Kong SFC licensed boutique investment bank based in Hong Kong specializing in handling mining, natural resources and new energy M&A and equity financing transactions in China, South Africa and Australia, etc.

•Managing Director, Zensation Capital Limited/Zensation Capital International Limited, serving as Financial Consultant for JP Morgan, for IPO sponsorship introduction for Xtep International Holdings Ltd in China, etc.

•Executive Director, Laidlaw Pacific (Asia) Limited, a Hong Kong SFC licensed investment bank based in Hong Kong and a subsidiary of Laidlaw Global Corp., the once oldest investment bank based in Wall Street. Also acted as the Chief Executive Representative in Mainland China and Hong Kong,

•Executive Director and Deputy General Manager, Worldtek Inc., a listed company in Toronto and Vancouver Stock Exchanges, Canada. Responsible for general management and investment in oil & gas development in Mississippi, the U.S.A.

•Chief Investment Officer, Nuovo Assets Ltd., a venture capital firm based in Hong Kong.

何志雄 Martin He

董事 企业融资部

资历

•曾任岩石亚洲证券有限公司(Rock Asia Security Ltd.)第6类受规管活动(就机构融资提供意见)的主要负责人员。

•曾任文华新城理财顾问有限公司(SSC Mandarin Financial Services Ltd.)第4类受规管活动(就证券提供意见)及第6类受规管活动(就机构融资提供意见)的主要负责人员。

•曾任利莱亚太有限公司Lailaw Pacific Ltd.)执行董事和华尔街利莱全球有限公司(Lailaw Global)住中国首代。持第4类受规管活动(就证券提供意见)及第6类受规管活动(就机构融资提供意见)的代表人员。

工作经验

•岩石亚洲证券有限公司(Rock Asia Security Ltd.)负责人员及董事,为申请上市的企业提供财务顾问服务。

•文华新城理财顾问有限公司(SSC Mandarin Financial Services Ltd.)执行董事,专注于中国、南非及澳洲的采矿、天然资源及新能源并购及集资项目。

•Zensation Capital Limited董事总经理,曾为特步国际控股有限公司(1368.HK)的上市保荐人摩根大通(JP Morgan)提供财务顾问服务。

•利莱(亚洲)有限公司(Laidlaw Pacific (Asia) Limited)执行董事, 为十多家亚洲企业提供上市及其他企业融资服务。

•Worldtek Inc.(加拿大多伦多证券交易所的上市公司)执行董事及副总经理,负责公司管理及投资美国密西西比州的油气发展项目。

•Nuovo Assets Ltd. 投资总监,该公司为香港李氏家族的风险投资公司。