Maxim Group

Financial Services and Community Commitment in New York

Maxim Group

Financial Services and Community Commitment in New York

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Since 2002, Maxim Group has combined deep industry knowledge with investment flexibility to deliver innovative financial services to corporate clients and high-net-worth individuals. The full-service investment banking, securities, and wealth management firm employs an experienced executive team to meet the needs of middle market and emerging growth companies, measuring its success by client satisfaction. A 100 percent employee-owned company, Maxim Group has more than 285 employees in New York and five offices across the country.

A member of the NASDAQ Stock Market and NYSE Arca, Inc., Maxim Group LLC is a registered broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB). Committed to social responsibility, the firm operates the Maxim Foundation, a charitable giving arm that contributes to causes worldwide. In 2010, the Foundation created the Giving Opportunities of A Lifetime (G.O.A.L.) Program to offer memorable experiences to New York children undergoing challenging medical treatments.