National Compliance Services, Inc.

Company overview: Whether you need to register a new investment adviser or a broker-dealer; are a registered representative looking to transition to a fee-based platform; or are an established RIA or BD looking to outsource a portion of your compliance functions; selecting the right service provider is an important decision. National Compliance Services (NCS) offers hands-on and technology-powered solutions to help investment advisers and broker-dealers in today’s complex and fast-paced business environment mitigate risks. They empower financial firms to meet today’s rigorous compliance obligations.

At NCS, the services and capabilities include:
• Investment adviser registration
• Broker-dealer registration
• RIA compliance consulting
• Broker-dealer compliance consulting
• Breakaway broker transitions
• Hedge fund, mutual fund and private equity fund assistance
• Monthly online compliance checklists and webinars for policies and procedures audit

Visit https://www.ncsonline.com/ or call them at (561) 330-7645 to get more details.