Richard Briggs

Consultant and Training and Competence Professional in London, UK

Richard Briggs

Consultant and Training and Competence Professional in London, UK

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Greetings! I'm Richard. I'm an IFA Compliance professional in London, United Kingdom.

I ensure Financial Planning and Wealth Management Companies are both compliant and profitable. While I also bring financial adviser trainees up to a competent status.

I bring commercial realism and prudence to the interpretation of Compliance rules. Upgrading processes so that they are both robust and efficient has added shareholder value.

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  • Work
    • Smith & Williamson Financial
  • Education
    • University of Exeter
    • The Chartered Institute for Securities &Investment