Roland Waters

Student, Automotive, and Education in London, United Kingdom

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Professional Profile

Recent projects include investigating, assessing and reporting upon; UK General & Motor Insurers opportunities to cancel the value of significant values and volumes of claims values via the creation of Special Operations Units for the detection and prosecution of unregulated traders operating unlawfully within FSMA regulated markets.

Assisting UK Automotive sectors to avoid catastrophic detriments when unknowingly trading within regulated markets in breach of Statutory Regulations.

Operations to provide financial restitutions to Consumers misled and mis-sold products and services within UK Higher Education Institutes (HEIs) mis-selling operations and other regulatory evasions utilising 'Liars Loans' in UK Consumer Credit Markets - including the widespread mis-selling of UK University Courses. Compliance assistance to www.ProjectSLC.orgnow providing Free Reviews for all UK Consumer Students.

An FCA Authorised and Regulated Individual (FRN 538964). A General Insurance and Consumer Credit Markets specialist, experienced Conduct Risk and Monitoring - ICO, CMC and FCA; DISP, CONC, SYSC ICO/DPA, ICOBS, SYSC, CASS, COCON, MCOB, TCF, PRIN, TA, AR, CF (all) and DISP activities and working experience within INSPRU operations and MiFID II requirements.

A recognised Expert Witness professional to Civil & Criminal Court with over 25 years of experience, specialising within control function areas of FCA, ICO/DPA, GDPR Regulated Activities including but not limited to CMR and all areas of Insurance & Finance Mediation Activities, Anti Money Laundering, Risk Management, Financial Risk, Operational Risk, KYC Financial Regulation, Operational Risk Management, Corporate Governance within delivery deadline performance motivated operations. Strong organisational, oral and written communication, excellent analytical, influencing, stakeholder management and relationship building skills within networks.
Experiences include adapting existing processes (including in-house or bespoke financial reporting) and systems to meet Key and Controlled Function requirements from setups through to organisations seeking successful moves from AR or TA status to their own regulatory approvals and all other UK/EU Financial Services regulated conduct.